Break through spreadsheet limitations

  • Fast analysis of trading activity
  • Delivered through real time analytical dashboards
  • From intraday and T+1 monitoring to historic investigations
  • Across all asset classes and regions in support of the principles under MiFIR II / MAD II
Download Compliance & Surveillance Analytics Datasheet

Trade Surveillance

Analyze surveillance alerts, including spoofing, quote stuffing, wash trades, and so on, within the context of the order book. Playback through the trading day tick-by-tick, trade-by-trade. Gain a full understanding of all trading activity, including market health analysis.

Alert Consolidation

Intraday and historic alert reporting and trend analysis consolidating alerts across traders, regions and asset classes

Holistic Surveillance

Analyze alerts generated from trade and comms surveillance. Correlate the different components of fraudulent behavior and support trade reconstruction as outlined in Dodd Frank regulations. Add critical context to existing alerts and produce higher value alerts, which supports more efficient and effective investigation.

Behavioral Risk Profiling

Holistic surveillance of traders together with trading and risk positions and security alerting. Score traders based on the risk they take on and compare their current performance to past performance and their peers. Investigate trader interaction networks to speed understanding of past activity and identify behavioral abnormalities.